Create an authority document

task australia Updated Sep 10, 2026 1 min read t_CreateAnAuthorityDocument.md
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Authority documents manage a process and citations are created within them to manage points of the process. For example, the process called Building Security contains a citation for Entry Control.

Before you begin

Role required: sn_compliance_admin or sn_compliance_manager

Procedure

  1. Navigate to Policy and Compliance > Compliance > Authority Documents.

  2. Click New.

  3. On the form, fill in the fields.

Field

Value

Name

Name of the document.

Number

Read-only field that is automatically populated with a unique identification number.

Source

A non-editable field with the source of the policy. For example, if the statement is from the UCF import, the source is UCF.

Source ID

The unique identification number used by the source to catalog this authority document.

Version

The unique version number used by the source to identify this authority document.

Common name

Abbreviated version of the Name field.

Category

Category for this authority document.

Type

The document type: - Audit Guideline

  • Best Practice Guideline
  • Bill or Act
  • Contractual Obligation
  • International or National Standard
  • Not Set
  • Organizational Directive
  • Regulation of Statute
  • Safe Harbor
  • Self-Regulatory Body Requirement
  • Vendor Documentation

Valid From

The date and time for which the policy becomes valid.

Valid To

The date and time for which the policy is no longer valid.

Url

The URL of the stored authority document.

Description

More information about the authority document.

4. Right-click in the header bar and select Save from the context menu.
The authority document is created and all related lists are visible.

**Note:** Starting with Version 13.0.3 of the Policy and Compliance Management application, a **Taxonomy** related list appears. This related list allows you to update an existing taxonomy or map a new taxonomy to the authority document.

What to do next

Create a citation from the Authority document related list.

Parent Topic:Manage control objectives and policies

Related topics

Create or deactivate a citation

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