Manage regulatory change tasks

task australia Updated Sep 10, 2026 3 min read manage-reg-change-tasks-using-ws.md
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Manage the regulatory change tasks associated with a regulatory event alert. After a business entity owner completes the impact assessment, a user with the sn_grc_reg_change.user role reviews the summary and marks the alert as applicable.

Before you begin

Role required: sn_grc_reg_change.manager, sn_grc_reg_change.user

About this task

The coordinator of the regulatory event alert identifies the steps to comply with the regulatory change and manages the regulatory change task.

Procedure

  1. Navigate to All > Regulatory Change Management application > Compliance Workspace.

    The Regulatory Change Management application in the Compliance Workspace is displayed.

  2. Navigate to Lists > Regulatory Alerts view.

  3. Select the regulatory event alert for which a business entity owner has completed the assessment.

  4. Review the impact assessment and mark the alert using one of the following options.

Field

Description

Applicable

Mark the alert as applicable. After marking the regulatory event alert as Applicable, a new regulatory change task is automatically created in the Regulatory Tasks related list in the regulatory alert UI page.

Not applicable

Mark the alert as not applicable.

When you mark the alert as not applicable, a message window displays. Select one of the following reasons in the Reasons list and select Submit:

  • No action required on the alert
  • Duplicate alert
  • Other As a result of this action, the stepper component displays the alert stage as Completed.

Cancel regulatory alert

Cancel the regulatory alert.

Defer

Defer the alert to a later date.

5. For the applicable alert, select the **Regulatory Tasks** related list and select the regulatory change task that is created automatically for the alert.
  1. In the Details tab, fill in the form.

Field

Description

Regulatory Change Task

Regulatory alert

Title of the regulatory alert associated with the source document import task. This field is automatically set to display the title of the alert.

Instructions

Instructions related to the source document import task.

Assignment

Assignment group

Assignment group for the record. The group is selected from the Group Hierarchy table.

Approver type

Approver type for the task. Choices are as follows:- User

  • Group

Assigned to

User to whom the regulatory change is assigned.

Approver

If the approver type is a group, the Approver group field is displayed.

Approver group

If the approver type is a user, the Approver field is displayed.

Schedule

Due date

Due date for the source document or regulatory event alert import task.

Approved on

Date when the source document import task is approved. This field is automatically set to display the approval date.

Activity Journal

Watchlist

Users whom you want to add as watchers for this task.

Work notes list

Users who have added the work notes for this task.

Work notes (Private)

Work notes related to the task.

Compose

Worknotes

Worknotes typed in by the users. These work notes can be posted for reference.

Activity

Activity

Activity and state of the task.

Attachments

Attachments

Attachments related to the task.

7. Verify that the mandatory fields such as **Approver**, **Assigned to**, and **Due date** are updated.
  1. Select Respond.

    The Respond action triggers the impact radius calculation in the background. For information on impact radius calculation, see Impact radius for regulatory alerts of type regulatory event. The regulatory change task is updated with the Responded state.

  2. Add an action task if necessary.

    See Create an action task for the alert for creating an action task.

  3. Add issues if necessary.

    See Create or add an issue related to a regulatory task for more information.

  4. After creating necessary action tasks and issues, select Request Approval.

    Depending on the state of the approval, the action task is activated. When the action task is closed, the associated source document import task is automatically closed.

Result

Verify that the regulatory change task is updated with the Responded state and the Action tasks related list is displayed for the regulatory event alert.

What to do next

Create an action task for the alert

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